To be able to provide financial advice we need to either hold an Australian Financial Services Licence (AFSL) or be authorised by a licence holder. PGW Financial Services Pty Ltd is our dealer and holds an Australian Financial Services Licence (AFSL 384713) providing us with our authority to provide you with financial advice.
The Australian financial services industry is highly regulated and seen as one of the most robust in the world. Our regulatory regime requires us to comply with all ASIC (Australian Securities and Investment Commission) requirements.
Unlike many large AFSL holders, PGW Financial Services Pty Ltd is unique because they are not obligated to any financial institution, bank or insurance company. Hence we are free to recommend products that we feel best suit our clients’ needs, which may include direct equities, allowing us to provide personal advice for each client who is treated as a valued customer.